" \u003cdiv class=\"ja-job-details\"\u003e \u003ch2 class=\"title\"\u003eCompliance Officer\u003c/h2\u003e \u003cdiv class=\"meta\"\u003e \u003cul class=\"classifications\"\u003e \u003cli data-id=\"20857\"\u003e Banking \u0026amp; Finance \u003c/li\u003e \u003cli data-id=\"20858\"\u003e Banking - Compliance \u003c/li\u003e \u003cli data-id=\"20859\"\u003e Auckland \u003c/li\u003e \u003cli data-id=\"20860\"\u003e Permanent / Full Time \u003c/li\u003e \u003c/ul\u003e \u003cp class=\"date-posted\"\u003e 4/11/2026 \u003c/p\u003e \u003c/div\u003e \u003cul class=\"bullet-points\"\u003e \u003cli\u003eJoin a growing and innovative financial services organisation\u003c/li\u003e \u003cli\u003eBroad compliance role covering assurance, AML/CFT and regulatory matters\u003c/li\u003e \u003cli\u003eSupportive team environment with opportunities to develop your career\u003c/li\u003e \u003c/ul\u003e \u003cdiv class=\"description\"\u003e \u003cstrong\u003eYour new role\u003c/strong\u003e\u003cbr\u003e\u003cbr\u003e An excellent opportunity has arisen for a Compliance Officer to join a growing and innovative financial services organisation based in Central Auckland.\u003cbr\u003e \u003cbr\u003eWorking within a warm and supportive team environment, you will gain exposure to a broad range of compliance activities, supporting the ongoing development of compliance frameworks, regulatory processes and assurance activities.\u003cbr\u003e\u003cbr\u003e This is a varied, hands-on role offering the opportunity to build your technical expertise while contributing to meaningful improvements across the business.\u003cbr\u003e\u003cbr\u003e You will work closely with experienced compliance professionals in an organisation that has built a strong reputation for innovation, growth and exceptional client service.\u003cbr\u003e \u003cbr\u003e\u003cstrong\u003eResponsibilities\u003c/strong\u003e \u003cul\u003e \u003cli\u003eSupport the ongoing administration and maintenance of compliance systems, registers and reporting.\u003c/li\u003e \u003cli\u003eUndertake compliance assurance activities, including monitoring findings, recommendations and remediation actions.\u003c/li\u003e \u003cli\u003eAssist with the review and updating of compliance policies, procedures and internal controls.\u003c/li\u003e \u003cli\u003eSupport the implementation of compliance projects and regulatory initiatives.\u003c/li\u003e \u003cli\u003eAssist with AML/CFT compliance activities, including monitoring client accounts, transactions and potentially suspicious activity.\u003c/li\u003e \u003cli\u003eProvide support with AML/CFT advice, training and ongoing compliance obligations.\u003c/li\u003e \u003cli\u003eMaintain accurate compliance records and documentation.\u003c/li\u003e \u003cli\u003eWork collaboratively with internal stakeholders to promote a strong compliance culture and positive client outcomes.\u003c/li\u003e \u003c/ul\u003e \u003cstrong\u003eAbout you\u003c/strong\u003e\u003cbr\u003e\u003cbr\u003e You will be a motivated and detail-oriented compliance professional who enjoys working in a collaborative environment and is keen to further develop your career within financial services.\u003cbr\u003e \u003cbr\u003e\u003cstrong\u003eIdeally, you will bring:\u003c/strong\u003e\u003cbr\u003e \u003cul\u003e \u003cli\u003e2\u0026ndash;3+ years\u0027 experience in compliance or a related role within financial services.\u003c/li\u003e \u003cli\u003eA sound understanding of New Zealand financial services legislation and regulatory requirements.\u003c/li\u003e \u003cli\u003eKnowledge of the Financial Markets Conduct Act and AML/CFT legislation.\u003c/li\u003e \u003cli\u003eExperience with compliance monitoring, assurance, regulatory reporting or maintaining compliance systems.\u003c/li\u003e \u003cli\u003eStrong analytical and problem-solving skills, with excellent attention to detail.\u003c/li\u003e \u003cli\u003eWell-developed communication and organisational skills.\u003c/li\u003e \u003cli\u003eA practical, commercially minded approach and a willingness to learn.\u003c/li\u003e \u003c/ul\u003e A relevant tertiary qualification in business, commerce, law, finance or a related discipline would be advantageous.\u003cbr\u003e\u003cbr\u003e You will be someone who takes pride in delivering quality work, enjoys being part of a team and is comfortable balancing a range of responsibilities.\u003cbr\u003e\u003cbr\u003e What\u0027s on offer This is a fantastic opportunity to join an impressive and growing financial services organisation where you can make a genuine impact.\u003cbr\u003e \u003cbr\u003e\u003cstrong\u003eYou will enjoy:\u003c/strong\u003e\u003cbr\u003e \u003cul\u003e \u003cli\u003eA warm, supportive and collaborative team environment.\u003c/li\u003e \u003cli\u003eExposure to a broad range of compliance and regulatory activities.\u003c/li\u003e \u003cli\u003eThe opportunity to work alongside experienced compliance professionals.\u003c/li\u003e \u003cli\u003eA growing organisation with a strong focus on innovation and client service.\u003c/li\u003e \u003cli\u003eThe chance to contribute to ongoing improvements in compliance systems and processes.\u003c/li\u003e \u003cli\u003eA Central Auckland location and competitive remuneration.\u003c/li\u003e \u003c/ul\u003e How to Apply To apply for this position, submit your CV by following the link below. For a confidential discussion, please call \u003cstrong\u003eChris Martin on 021 137 8205\u003c/strong\u003e or email \u003cstrong\u003echris.martin@findrecruitment.co.nz\u003c/strong\u003e.\u003cbr\u003e \u003cbr\u003e\u003cstrong\u003eGot a friend? If you know anyone that may be suitable, forward on the advert and you can get a $300 referral voucher when they are placed! Details are at: \u003c/strong\u003e\u003cstrong\u003ehttps://findrecruitment.co.nz/refer-a-friend/\u003c/strong\u003e \u003c/div\u003e \u003cdiv class=\"apply\"\u003e \u003ca class=\"back-link\" href=\"#\" title=\"Back to search results\"\u003eBack to search results\u003c/a\u003e \u003cinput type=\"button\" class=\"ja-button\" data-job-id=\"4483480\" value=\"Apply Now\" title=\"Apply Now\" /\u003e \u003c/div\u003e \u003c/div\u003e "